Esposito Securities 606 (formerly 11AC 1-6) Q1 Report


NYSE Stock Exchange Securities

Current QuarterNon-Directed OrdersMarket OrdersLimit OrdersOther Orders
INET18.084%0.727%60.209%0%
AUTO53.687%70.528%12.813%0%
NYSE0.037%0.005%0.116%0%
NITE21.966%26.670%10.550%0%
SUFI0.259%0.352%0.033%0%
EDGX4.687%0.005%16.050%0%
EDGA0.002%0.003%0%0%
CDRG1.274%1.707%0.225%0%
Total orders100%70.820%29.179%0%

NASDAQ Stock Exchange Securities

Current QuarterNon-Directed OrdersMarket OrdersLimit OrdersOther Orders
INET9.891%0.909%43.748%0%
GSCO0.326%0.412%0%0%
AUTO58.727%69.771%17.098%0%
NITE23.697%26.583%12.820%0%
SUFI0.839%1.058%0.014%0%
EDGX5.352%0.007%25.496%0%
EDGA0.003%0%0.014%0%
CDRG1.162%1.257%0.806%0%
Total orders100%79.032%20.967%0%

American/Regional Stock Exchange Securities

Current QuarterNon-Directed OrdersMarket OrdersLimit OrdersOther Orders
INET33.008%3.768%54.842%0%
AUTO31.584%52.585%15.903%0%
NITE26.451%36.546%18.913%0%
SUFI0.224%0.438%0.065%0%
EDGX5.844%0%10.209%0%
CDRG2.884%6.660%0.065%0%
Total orders100%42.750%57.249%0%