Esposito Securities 606 (formerly 11AC 1-6) Q2 2009 Report


NYSE Stock Exchange Securities

Current QuarterNon-Directed OrdersMarket OrdersLimit OrdersOther Orders
INET5.244%0.070%14.117%0%
AUTO40.426%55.817%14.037%0%
NYSE0.013%0%0.036%0%
BATS0.054%0.002%0.144%0%
NITE33.503%41.784%19.305%0%
SUFI0.189%0.269%0.052%0%
EDGX19.039%0.053%51.593%0%
EDGA0.001%0%0.004%0%
CDRG1.525%2.002%0.708%0%
Total orders100%63.163%36.836%0%

NASDAQ Stock Exchange Securities

Current QuarterNon-Directed OrdersMarket OrdersLimit OrdersOther Orders
INET5.083%0.048%13.951%0%
GSCO0.160%0.251%0%0%
AUTO44.947%63.986%11.414%0%
BATS0.026%0.006%0.061%0%
NITE30.944%33.748%26.006%0%
SUFI0.316%0.447%0.086%0%
EDGX17.378%0.076%47.851%0%
EDGA0.004%0%0.012%0%
CDRG1.137%1.433%0.615%0%
Total orders100%63.784%36.215%0%

American/Regional Stock Exchange Securities

Current QuarterNon-Directed OrdersMarket OrdersLimit OrdersOther Orders
INET5.791%0.115%10.640%0%
AUTO31.987%47.981%18.325%0%
NITE30.180%40.484%21.379%0%
SUFI0.106%0%0.197%0%
EDGX25.876%0%47.980%0%
CDRG6.057%11.418%1.477%0%
Total orders100%46.068%53.931%0%