Esposito Securities 606 (formerly 11AC 1-6) Q3 Report


NYSE Stock Exchange Securities

Current QuarterNon-Directed OrdersMarket OrdersLimit OrdersOther Orders
INET0.594%0.004%4.083%0%
AUTO80.404%79.788%84.050%0%
NYSE2.764%2.801%2.540%0%
FORT0.017%0.019%0.009%0%
NITE15.460%16.528%9.146%0%
ARCA0.024%0%0.169%0%
SUFI0.733%0.857%0%0%
Total orders100%85.536%14.463%0%

NASDAQ Stock Exchange Securities

Current QuarterNon-Directed OrdersMarket OrdersLimit OrdersOther Orders
INET15.282%15.193%17.746%0%
GSCO0.512%0.530%0%0%
AUTO65.103%65.340%58.487%0%
NITE17.571%17.349%23.765%0%
SUFI1.531%1.586%0%0%
Total orders100%96.542%3.457%0%

American/Regional Stock Exchange Securities

Current QuarterNon-Directed OrdersMarket OrdersLimit OrdersOther Orders
INET2.399%0%8.188%0%
AUTO78.764%78.880%78.484%0%
NYSE0.102%0.108%0.087%0%
TAYL0.025%0%0.087%0%
NITE18.555%20.758%13.240%0%
SUFI0.178%0.252%0%0%
Total orders100%70.699%29.300%0%