Esposito Securities 606 (formerly 11AC 1-6)


Q4 Report

NYSE Stock Exchange Securities

Current Quarter

Non-Directed Orders

Market Orders

Limit Orders

Other Orders

INET

25.353%

0.984%

67.492%

0%

AUTO

48.136%

65.628%

17.889%

0%

NYSE

0.183%

0.016%

0.473%

0%

NITE

24.246%

30.315%

13.751%

0%

ARCA

0.032%

0.003%

0.081%

0%

SUFI

0.534%

0.843%

0%

0%

CDRG

1.512%

2.207%

0.310%

0%

Total orders

100%

63.359%

36.640%

0%

NASDAQ Stock Exchange Securities

Current Quarter

Non-Directed Orders

Market Orders

Limit Orders

Other Orders

INET

23.954%

3.559%

65.6%

0%

GSCO

0.422%

0.628%

0%

0%

AUTO

44.288%

56.662%

19.022%

0%

NITE

29.136%

36.174%

14.765%

0%

SUFI

1.120%

1.668%

0%

0%

CDRG

1.077%

1.305%

0.612%

0%

Total orders

100%

67.126%

32.873%

0%

American/Regional Stock Exchange Securities

Current Quarter

Non-Directed Orders

Market Orders

Limit Orders

Other Orders

INET

32.064%

0.913%

71.563%

0%

AUTO

43.603%

67.400%

13.428%

0%

NYSE

0.023%

0%

0.052%

0%

NITE

22.057%

28.156%

14.323%

0%

SUFI

0.139%

0.249%

0%

0%

CDRG

2.112%

3.280%

0.631%

0%

Total orders

100%

55.908%

44.091%

0%