Esposito Securities (ES) has expanded its Institutional Equity Sales and Trading division with a team of investment professionals located in Dallas, Texas. Mark Allen, Lee Jackson, Chris Mooney and Cindy Pelton have recently joined the firm. “This veteran team brings over 80 years of experience to our firm and enhances our market position. It punctuates our growth and commitment to servicing the growing needs of our customers,” states Mark Esposito, founder and CEO.

Mark Allen has 10 years prior experience as an Institutional Sales Trader at Jefferies & Company. Before that, Mark was with Weeden & Company in the same capacity. Mark has territory coverage throughout the United States.

Lee Jackson joins ES after 2 years as Vice President, Sales and Trading at NexBank Securities. Prior to that, Lee spent 13 years with Middle Market Institutional Sales at Bear Stearns, Lehman Brothers and Morgan Stanley.

Chris Mooney, a 27 year veteran, joins ES in Institutional Sales from Bank of America, where he served as a Senior Institutional Research salesman for 7 years. Before that, Chris held the position of Executive Vice President, Head of Capital Markets at Hoak Breedlove & Wesneski. Serving 8 years in Institutional Sales with Brown, Brothers Harriman rounds out Chris’ Institutional experience.

Cindy Pelton, with almost 20 years experience, joins ES from NexBank Securities, where she served as an Institutional Sales Trader. Prior to that, she spent 10 years on the trading desk at Lehman Brothers.

Other qualified applicants with backgrounds in sales trading and quantitative trading are encouraged to forward their resumes to resumes@espositoglobal.com as Esposito Securities continues to expand its operations.

Esposito Securities, LLC provides global equity trading services. A growing list of clients use our services, including registered investment advisors, mutual funds, hedge funds, ETF’s, closed end funds and unit investment trusts with trillions of dollars in assets. The benchmark of Esposito is a commitment to customer service.

Esposito Securities is changing the face of finance. Become a part of our world.

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    Welcome

    At Esposito Securities our approach is personal, intelligent and thorough. The cornerstone of our success is a unique blend of advanced trading technologies and extensive human networks which we combine to provide our clients with premium, high-touch execution services.

    Our clients assist us in building our legacy by allowing us to tailor our dynamic platform to their needs.

    I stand by our team in extending a welcome hand toward trusted business relationships, with global reach. Let us earn your trust and add you to that list of partners.

    Mark Esposito - President


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